Updated: Jun 15
Date: 17th May 2021
To enhance technical knowledge of its members and to achieve higher professional standards, HKSPA organizes educational seminars and trainings for its members and interact with other industry professionals from time to time. On this occasion, William Lam, our CEO was invited to be one of the speakers, presenting the topic “Sanction and Beyond Sanction: For a Sustainable Franchise” for HKSPA. During the training section, William shared valuable experience and insights of compliance, including different sanction-related incidents and penalties, sectoral breakdown of Suspicious Transaction Reporting received by Joint Financial Intelligence Unit in 2019 and how RegTech can be a game-changer solution to compliance professional staff.